Bank SEC Reporting & Compliance: NYC
Bank SEC Reporting & Compliance: NYC

Dec 11-12, 2019

Bank SEC Reporting & Compliance: NYC

KPMG New York Office | New York , NY

Register today

CPE Credits: 16.0


CPE Credits: 16.0

KPMG Executive Education hosts two-day seminar on SEC filings and SEC key issues for banks.  Emphasizing bank-specific periodic financial statement requirements, this seminar gives participants practical, hands-on experience preparing annual reports, quarterly reports, current reports, and proxy statements


  • All banks
  • All bank holding entities

Date Dec 11-12, 2019

Location New York City, NY


  • The SEC, its operations, and organization
  • Dealing effectively with SEC staff
  • XBRL
  • SEC reporting using IFRS
  • Developing the form 10-K annual report
  • Form 10-Q quarterly report
  • The item requirements of form 10-K, including industry guide 3 and article 9 of regulation S-X
  • Form 8-K current report
  • Proxy statements

Also in New York City



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